Regulation
Collection
The world is changing fast. Our Regulatory collection brings global perspectices from our risk and compliance experts to help you navigate risks in an agile manner, enhance your risk management and compliance capabilities and promote success and innovation in your organization.
Featured Insights
ISO 20022 Compliance Countdown
The new global messaging standard ISO 20022 provides a unified language for electronic data interchange between financial institutions. It is intended...
2025 Report on Top Risks
Read Protiviti's Top Risks Report 2025 covering executives' views on emerging risks related to AI, cyber threats, talent management, and economic...
The Compliance Playbook: Navigating the Financial Services Industry’s Compliance Priorities in 2025
As we enter the new year, the financial services industry once again faces compliance risks that are increasingly diverse and complex.
SIFMA’s Quantum Dawn VII After-Action Report
The latest iteration of SIFMA’s biannual cybersecurity exercise focused on the outage of a critical third-party service provider. The simulation and...
Compliance Transformation
Top compliance challenges facing the technology industry in 2025
In the fast-paced world of technology, both regulators and companies face challenges applying existing laws to new and rapid developments. Given the...
Understanding the Impact of the EU AI Act: A Primer for Financial Institutions
Navigate the EU AI Act's impact on finance with our strategic guide to compliance and ethical AI use.
New York DFS, White House issue guidance on AI‘s impact. What are the implications?
During National Cybersecurity Month in October, both the New York State Department of Financial Services (DFS) and the Biden administration issued...
Reframing Regulatory Change: Adapting to Win
Regulations continue to expand in number and scope, driven by a variety of sources. As a result, the industry must deal with regulatory change on an...
Financial Crime
Sanctions and Export Controls: The Current and Future Landscape for Global Financial Institutions
In a rapidly changing geopolitical landscape, Protiviti's latest entry in our Sanctions Series outlines key sanction developments from 2024 and what...
The Compliance Playbook: Navigating the Financial Services Industry’s Compliance Priorities in 2025
As we enter the new year, the financial services industry once again faces compliance risks that are increasingly diverse and complex.
FAQ Guide on the Use of AI for Financial Crime Compliance
Ask financial crime professionals what the most challenging part of their job is, and most will likely say it is the timely identification of...
Crypto and the Travel Rule: What’s Going On?
Navigate crypto Travel Rule compliance: understanding its impact, the need for flexible solutions, and areas of focus for implementation.
